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Title: Which policy measure requires investment banks to sever the links between research and securities un Post by: valputin on Nov 28, 2015 Which policy measure requires investment banks to sever the links between research and securities underwriting?
A) Sarbanes-Oxley Act of 2002 B) Global Legal Settlement of 2002 C) Gramm-Leach-Bliley Act of 1999 D) Riegle-Neal Act of 1994 Title: Re: Which policy measure requires investment banks to sever the links between research and securitie Post by: Meela on Dec 6, 2015 Content hidden
Title: Re: Which policy measure requires investment banks to sever the links between research and securities un Post by: valputin on Dec 14, 2015 Thank you
Title: Re: Which policy measure requires investment banks to sever the links between research and securities un Post by: Meela on Dec 14, 2015 @valputin,
Happy to help :) |