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Posts: 1254
2 years ago
The Investment Advisers Act of 1940 requires persons and firms giving investment advice to clients to ________.
A) attend education seminars
B) demonstrate expertise in economics and finance
C) impose administrative sanctions on securities buyers
D) register with the Securities and Exchange Commission
Textbook 

The Legal Environment of Business

Edition: 7th
Authors:
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The Legal Environment of Business, 7th Edition
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2 years ago
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2 years ago
Thanks for the help
The Legal Environment of Business, 7th Edition
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