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zainwadi zainwadi
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6 years ago
All of the following are true regarding SEC Rule 10b-5 except: ______.
 A) 10b-5 is the principal antifraud rule relating to the secondary distribution of securities.
 B) 10b-5 provides that a civil action for damages may be brought by any private investor who purchased or sold a security and was injured because of false, misleading, or undisclosed information.
 C) 10b-5 applies to all securities, whether registered or not, as long as use is made of the mail, interstate commerce, or a national stock exchange.
 D) 10b-5 does not require a plaintiff to show reliance on the misrepresentations.
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acuda5acuda5
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6 years ago
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