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prodeco prodeco
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7 years ago
What aspect of the brokerage firm operational model can benefit the broker at the expense of the client?
A) Brokers can earn extra commissions by recommending clients make unnecessary transactions.
B) Brokers can execute limit sell orders at higher than the stipulated order price and keep the difference.
C) Brokers can upsell clients for expensive secondary services such as tax advice.
D) Brokers can avoid sending prospectuses for buy-and-hold stocks that would limit their transaction commissions.
E) Brokers can utilize insider trading knowledge to manipulate client trades for their own benefit.
Textbook 
Business: A Practical Introduction

Business: A Practical Introduction


Edition: 1st
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weshonweshon
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7 years ago
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