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tgomes39 tgomes39
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Posts: 608
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6 years ago
Which of the following conditions would lead to a security needing to be registered under the 1934 Securities Exchange Act:
 a. the security is listed on a securities exchange b. the security is traded over the counter
  c. the company has 5 million in assets d. the company has 500 shareholders
  e. all of the other specific choices would lead to a security needing to be registered under the 1934 Act
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