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jiejjrrr jiejjrrr
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6 years ago
1. Which of the following is not a key role of an investment dealer?

A. market maker
B. underwriter
C. acting as transfer agent
D. agent in private placement

2. The investment dealer's function involves all of the following except

A. take a portion of the risk in the distribution of an issue.
B. always insure a company a given amount of equity can be sold so that long-range financial planning can be made accurately.
C. make a market by buying and selling a security to insure a liquid market.
D. contract to buy securities from the corporation and resell them to other security dealers and the public.


Thannk you for your help can you also answering these Question from FINANCE 2301 Financial management
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bio_manbio_man
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sakoon
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6 years ago
this is exactly what I needed
smdavis
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rudy.zondo
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2 hours ago
Just got PERFECT on my quiz
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