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GoodMad_ GoodMad_
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7 years ago
Binding arbitration is a process that
A) allows you to appeal to FINRA or any of the organized exchanges for resolution of a complaint against your broker.
B) resolves a conflict between the SEC and a broker with respect to charging excessive commissions.
C) involves hiring an attorney and suing your broker.
D) is used by the SEC to determine appropriate damages against a broker for unethical conduct.
Textbook 
Personal Finance: An Integrated Planning Approach

Personal Finance: An Integrated Planning Approach


Edition: 8th
Author:
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imoyseimoyse
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7 years ago
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GoodMad_ Author
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#2
7 years ago
Such a smart group of people this forum has

thx
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