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s08203010 s08203010
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6 years ago
Which of the following is required by the Securities Investor Protection Act of 1970?
 A) Registered dealers must contribute to a fund to compensate customers of failed investment houses.
 B) Corporations must make periodic disclosure statements regarding their financial structure.
 C) Insiders must make certain disclosures.
 D) Anyone offering a new issue of securities for sale to the public must register it with the SEC.
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erinharriserinharris
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6 years ago
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